Regulatory Governance Support Analyst


 

Optimum Solutions , is a full spectrum Software Solutions and a Managed Services Company providing Professional Services since 1997, we have been providing IT consulting professionals to major national and local firms, Fortune 500, software integrator and software development companies, and major national and local consulting firms.

Opportunities abound when you work - Optimum, a World-Class Software Solutions and Service Provider. Our client list includes major Fortune 500 organizations, customers are primarily from Banking and Finance, Manufacturing, Distribution, Technology, Service and Healthcare verticals.

We have got over 2200 consultants working with us and have developed into a rapidly growing, highly competitive and responsive firm with strong management, technical and financial resources and commitment to fully serve its clients in Singapore, USA, China, Malaysia, Philippines and India.

The Ideal Candidate

University qualification with IT or Business Major

Min 4 years exp in project coordination in the technology service / regulatory

Experienced in SFC/HKMA onsite inspection

Familiar with Global Markets Business especially in electronic trading systems

E with Compliance and GM Front Office

Excellent communication and client service skills

Fluency and proficiency in written/spoken English

Key Duties

Act as a Regulatory and Governance Analyst for the APAC IT system platform focusing on governance control for Global Markets fulfilling the requirements from regulators, e.g. SFC Code of Conduct Schedule 7

Manage and monitor IT governance and regulatory exercise

Coordinate internal and external audits

Manage project(s) with different stakeholders

Assist to produce procedure documents, execute regulator review and sign-off process, communicate procedures, and assist implementation.

Follow ITIL Application Support Methodology to carry out incident escalation and system change management procedures

Maintain process and/or control documents and operational procedures

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

Full-time,Contract


 

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